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Authorized Signatures
The latest signature directories are available as PDF documents to our institutional business partners such as correspondent banks, external service providers or public authorities.
A user ID and password are needed to access the files you obtain from us per e-mail. If you have mislaid your user ID and/or your password, simply send us an e-mail to the respective address.
Please note:
- For reasons of confidentiality, we reserve the right to refuse any enquiries that do not seem legitimate.
- Our current directory of signatures is published exclusively on our website and notification of changes will not take place.
Documents on data protection
Know Your Customer (KYC) & Anti money laundering (AML)
Please note that the documents made available here may be used solely for know your customer (KYC) and anti-money laundering (AML) purposes. These documents are strictly confidential. Disclosure to third parties of the information contained therein, in whole or in part, is not permitted under any circumstances. You are required to take all reasonable measures to protect these documents from theft and unauthorized access. In the event of any actual or threatened unauthorized use or disclosure of these documents, you must notify us immediately and take all reasonable steps to prevent or stop such use or disclosure, if necessary with Metzler’s assistance. All rights to these documents remain with Metzler; no rights are transferred nor are any licenses granted with the provision of these documents. The data provided must be deleted after use in compliance with the retention periods; by retrieving these documents, you expressly agree to the above conditions. Any violation of the obligations described above may result in legal action.
We reserve the right to refuse KYC and AML requests if no legitimate interest can be identified. Updated versions of our documents are only available here on our website. Changes will not be announced separately.
Principles for the execution of orders in financial instruments
Information on execution quality and the “Top-5” annual reports
Directive 2014/65/EU on markets in financial instruments (MiFID II) requires investment firms that execute client orders to collect and publish information once a year on the execution quality of the trading venues they used for executing client orders in each financial instrument category in the previous year.
Information provided by B. Metzler seel. Sohn & Co. AG on execution quality
These reports refer to the above-mentioned financial instrument categories and apply equally to each of these categories in all respects without restriction. They follow the final guidelines of the Commission Delegate Regulation C(2016) 3337 from 8 June 2016 and supplement Directive 2014/65/EU of the European Parliament and of the Council with regulatory technical standards for annual publication by investment firms of information on the identity of trading venues and on execution quality, specifying the content and format of information to be published on execution quality.
Publication of the ”Top-5“ annual reports by B. Metzler seel. Sohn & Co. AG
- Report on the Top-5 trading venues in each financial instrument category where client orders for private clients were executed.
- Report on the Top-5 trading venues in each financial instrument category where client orders for professional clients were executed.
- Report on the Top-5 intermediaries in each financial instrument category that were used to execute client orders for private clients.
- Report on the Top-5 intermediaries in each financial instrument category that were used to execute client orders for professional clients.
2022
2021
Information provided by Metzler Asset Management GmbH on execution quality
These reports refer to the above-mentioned financial instrument categories and apply equally to each of these categories in all respects without restriction. They follow the final guidelines of the Commission Delegate Regulation C(2016) 3337 final from 8 June 2016 and supplement Directive 2014/65/EU of the European Parliament and of the Council with regulatory technical standards for annual publication by investment firms of information on the identity of trading venues and on execution quality, specifying the content and format of information to be published on execution quality.
The duty to report does not apply to all transactions, rather only to transactions within the framework of financial portfolio management under MiFID II. The five most important execution venues/intermediaries are determined and the results of execution are evaluated based solely on these transactions. The execution of transactions arising from the management of investment funds according to the German Investment Code is not the subject of these quality reports. The information provided in these reports is therefore not representative of all trading activities of Metzler Asset Management GmbH (MAM).
Publication of the ”Top-5“ annual reports by Metzler Asset Management GmbH
Report on the ”Top-5“ trading venues in each financial instrument category where client orders were executed.